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School Buses and Activity Vans:
South Dakota A.G. Barnett's "Unofficial Opinion"

Webmaster Note: South Dakota's Attorney General Mark Barnett recently issued an unofficial opinion about the use of vans with a capacity of 12-15 passenger, in school service in South Dakota. The opinion--appearing in its entirety below--was written in response to a letter from Karon Schaack, Secretary of the South Dakota Department of Education and Cultural Affairs. In South Dakota, an "unofficial opinion" is issued by the Office of the Attorney General but not published in any official state legal document.

June 2, 1998

Karon Schaack, Secretary
South Dakota Department of Education and Cultural Affairs
Kneip Building
700 Governors Drive
Pierre, SD 57501-2291


Re: School buses and activity vans


Dear Secretary Schaack:

Your recent letter indicates that the Department of Education and Cultural Affairs has received many inquiries regarding the use of vans with a capacity of 12-15 passengers for the purpose of transporting public school students to various school activities. The vans in question are ordinary passenger vans, without any special construction, equipment, lights, or coloration.

You have correctly observed that questions have arisen regarding the legality and propriety of using such vans in light of state statutory authority, federal statutory authority, and three letter opinions of this Office. These opinions were fact-specific and not comprehensive. The first (February 2, 1993) addressed only lights and coloration regulations; the second (November 10, 1993) considered only state regulations as they existed in 1993; the third opinion (October 1994) dealt briefly with federal regulations. Because these opinions deal with school buses in a fact-specific manner, and because both the federal and state regulations have been revised since 1993, it seems prudent to revisit this subject in a more comprehensive fashion. Since state standards were put into effect in November 1995, we will refer to these, and since federal standards have been reenacted and modified, we will use the current version. Because of these substantial revisions, and because this opinion is much more comprehensive than our prior efforts, we advise considering this opinion exclusively.

Based upon the foregoing, I have concluded that the appropriate question to be asked with regard to the issue you raise is:

Whether a van with a capacity of 12-15 passengers may be used for transporting public school students to various school activities when the van lacks special structural features, lighting, and coloration?

A. State Law Considerations.

South Dakota statute provides that any vehicle with the capacity of 10 or more pupils used for transporting school children to and from school or used in connection with school activities is a "school bus" pursuant to SDCL 32-32-1:

School bus shall mean every vehicle with a capacity of ten or more pupils excluding the driver owned or operated by or for a school or a school district as authorized under ? 13-29-1 and used for the purpose of transporting school children to and from school or used in connection with school activities.

South Dakota law provides separately for structural and similar requirements for school buses and for lights and coloration for the buses.

1. Structural and Similar Requirements.

The South Dakota Code, and the implementing regulations, provide stringent requirements with regard to the structural and similar components of a "school bus." The primary statute involved is SDCL 13-29-6, which states:

Each school bus used for the transportation of school children which is owned by a school district, a nonpublic school or alternative education program or privately owned and operated under a contract with a school board or nonpublic school or alternative instruction program shall be inspected before the beginning of each school year by a representative of the Division of Highway Patrol to certify that the vehicle complies with state law, and rules of the South Dakota Board of Education, the Department of Commerce and Regulation and the Division of Highway Patrol. A certificate certifying that the school bus has successfully passed the inspection shall be issued by the Division of Highway Patrol and shall be displayed in the vehicle above the windshield. Any school board, contractor or person operating a school bus that has not been certified commits a petty offense.

Pursuant to SDCL 13-29-6, the Department of Education and Cultural Affairs has promulgated administrative rules which set out "school bus standards" binding upon the user of a "school bus." Pursuant to ARSD 24:06:07:01, these standards are applicable to any "school bus" delivered after November 1, 1995; these structural and similar standards do not, however, apply to buses delivered "pursuant to contracts signed before November 1, 1995."

The standards include special requirements with regard to "school bus chassis and body and specially equipped school buses" pursuant to ARSD 24:06:07:02; requirements with regard to floor insulation, ARSD 24:06:07:03; requirements with regard to heaters, ARSD 24:06:07:04; requirements with regard to sound and thermal insulation, ARSD 24:06:07:05; requirements with regard to windows, windshield, and glass, ARSD 24:06:07:06; and requirements with regard to emergency exits, ARSD 24:06:07:07. As set forth above, any school bus delivered after November 1, 1995, must meet all the requirements set out in the administrative rules identified above. These standards apply to any school bus "used for the transportation of school children." SDCL 13-29-6. The requirement thus applies regardless of whether the school children are being transferred to and from school, or to and from some other school-related activity. Thus, when the requirement for a "school bus" is met--in other words, when the vehicle is used "for the purpose of transporting school children to and from school or used in connection with school activities" and it has a capacity of "10 or more pupils excluding the driver"--the structural and similar requirements set out in ARSD 24:06:07 must be met unless the bus was delivered or contracted for before November 1, 1995.

2. Coloration and Light Requirements.

South Dakota statute also provides requirements with regard to the color of school buses and with regard to lights on school buses. Unlike the requirements with regard to structural and similar matters discussed above, however, the color and light requirements are subject to some exceptions.

The pertinent statutes are SDCL ?? 32-32-3, 32-32-4, and 32-32-5 as set out below.

SDCL 32-32-3 reads:
The color of every vehicle which transports ten or more students and is owned or operated by or for a school or school district used for transportation of school children shall be national school bus yellow in color, in accordance with the rules of the South Dakota board of education. However, this section does not apply to those buses owned by a school district which are used for transporting children to and from school activities and which are not used to transport children from home to school and back. A violation of this section is a petty offense.

SDCL 32-32-4 reads:
No person, persons or organizations may use the color reserved for school buses as provided in ? 32-32-3 in connection with the operation of any other vehicle or vehicles, whether school bus or not, for purposes not connected with or incident to the transportation of school children to and from school and as authorized under ? 13-29-1. Any school bus which was formerly used by school districts to transport children shall be completely repainted in a color other than national school bus yellow or any colors commonly referred to as yellow. A violation of this section is a petty offense.

This section does not apply to school buses if rented by or its use has been granted as provided in subdivision (1) of ? 49-28-2. This section does not apply to school buses if they are used by a municipality to provide public transportation in times of a local fuel shortage, as determined by the governing body of the municipality.

SDCL 32-32-5 reads:
Any school bus with a capacity for ten or more students, used to transport children to and from a public or nonpublic school, shall be equipped on the front and rear with alternately flashing amber caution lights and alternately flashing red signal lights. However, this section does not apply to those buses owned by a school district which are used for transporting children to and from school activities and which are not used to transport children from home to school and back.

Flashing red signal lights and flashing amber caution lights shall be of a type approved by the secretary of commerce and regulation. These signals shall be a complete system meeting minimum standards as prescribed by state board of education rules. When a school bus loses its identity as a school bus pursuant to ? 32-32-4, the flashing red and amber lights shall be removed.

These statutes, therefore, provide that any vehicle which transports 10 or more students shall be "national school bus yellow in color," but excepts from this requirement a school bus which is "not used to transport children from home to school and back" but which is used only for transporting pupils to other school activities. See SDCL 32-32-3.

Similarly, SDCL 32-32-5 provides that a vehicle with the capacity of 10 or more students must be equipped with "flashing amber caution lights and alternately flashing red signal lights." The statute, however, also provides an exemption for school buses "which are not used to transport children from home to school and back," but are used only for transporting children to other school activities.

3. Stop Arm Signal Requirement.

South Dakota statute also provides separately for a stop arm signal.

SDCL 32-32-12 states:
Any school bus purchased before September 1, 1992, may be equipped with a stop arm signal conforming to the Federal Motor Vehicle Safety Standard 131, School Bus and Pedestrian Safety Devices, 49 CFR Part 571.131. Any new school bus purchased on or after September 1, 1992, shall be equipped with such a stop arm signal.

Therefore, any "school bus" purchased on or after September 1, 1992, must be equipped with a stop arm signal. SDCL 32-32-15 provides further requirements with regard to the stop arm signal.

There is no exemption from the stop arm signal with regard to a vehicle which is used only for transporting students to and from school activities and not to the school itself. This requirement, therefore, is generally applicable to any vehicle used as a school bus for any purpose if it was purchased after September 1, 1992.

4. Summary of State Law Requirements.

A "school bus" is any motor vehicle with a capacity of "10 or more pupils" and "used for the purpose of transporting school children to and from school or used in connection with school activities." Any such vehicle must meet the requirements of ARSD 24:06:07 if it was delivered after November 1, 1995. I am unable to ascertain any exceptions. An ordinary van does not, of course, meet the requirements for a school bus chassis and body, for heaters, insulation, windows, windshield, and glass, and emergency exits.

Furthermore, any school bus used either for transporting students to and from school, or to and from any school activity, must meet the stop arm signal requirement set out by SDCL 32-32-12 if the school bus was purchased on or after September 1, 1992. (I also note that if a school bus was purchased before September 1, 1992, it must be equipped with a stop arm signal by September 1, 1999.) I can discover no further exceptions with regard to the stop arm signal requirement.

Finally, school buses must meet the coloration requirements--the use of school bus yellow--and the emergency light requirements set out by SDCL ?? 32-32-3, 32-32-4, and 32-32-5. Exceptions in these statutes, however, allow the use of a vehicle which is not yellow in color or equipped with the lights set out in the statute if it is used only for transporting children to and from school activities and not used to transport children from home to school and back.

I especially caution, however, that this exemption from the coloration and lighting requirements does not imply any exception from the structural requirements set out in ARSD 24:06:07, nor does it imply any exception from the stop arm requirement set out by SDCL ?? 32-32-12 and 32-32-15.

B. Federal Law.

Federal law requirements, as you suggest, are also pertinent to this analysis. 49 U.S.C. ? 30112 provides generally that:

A person may not manufacture for sale, sell, offer for sale, introduce or deliver for introduction in interstate commerce, or import into the United States any motor vehicle or motor vehicle equipment manufactured on or after the date an appropriate motor vehicle safety standard prescribed by this chapter takes effect [unless it complies with the standard required by the section].

Pursuant to this statute, the federal government has promulgated regulations with regard to school buses, including rollover protection, body joint strength, passenger seating, crash protection, and pedestrian safety devices. See 23 C.F.R. ? 1204 (1991); see also 49 U.S.C. ? 30125 and related federal regulations. These federal laws are directly applicable to the manufacturer or to the party that sells the school bus and not to the school district itself. These requirements, however, were adopted to ensure that the school buses which transport school children are the safest vehicles on the road and minimize the risk of injuries to passengers in the case of accident. They were adopted specifically to insure the safety of students.

A van with a capacity of 12-15 passengers does not comply with the construction standards of these federal laws. Therefore, a school district's use of a van which does not comply with these standards raises potential liability concerns. See generally NHTSA Safety Statistics.

C. Liability.

Your letter has suggested that we discuss generally the liability associated with a district's failure to comply with state and federal laws concerning school buses. Obviously, a violation of state law directly applicable to a school district raises direct liability concerns. Given the fact-specific nature of these concerns, I would advise school districts to consult with their attorney and/or insurance carrier concerning their specific liability exposure.

When a school bus does not meet current state or federal safety standards and is not directly required to do so because it is an older vehicle and is therefore excepted from the particular requirement, it is difficult to speculate whether liability would be imposed. Certainly, the party litigating such a case would insure that the court and jury was made aware of the federal and state safety standards and that the school district had chosen to ignore them. Liability can sometimes be based on violation of a standard adopted for safety of a particular class of persons such as students, plus a showing that the violation caused injury to a member of the class. Presumably, the more serious the deviation from the standards, and the more long-standing the deviation, the greater the risk that liability would be imposed. Again, given the fact-specific nature of this inquiry, I suggest that any school district with nonconforming buses also contact their lawyer and/or insurance carrier to evaluate their liability exposure.


Sincerely,


(sgn) MARK BARNETT
ATTORNEY GENERAL


MB:JPG:nan


This is an unofficial opinion of the South Dakota Attorney General's Office. See SDCL 1-11-1.
 

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